Industry | Financial Services | AuditBoard

Improve management of your financial frameworks and changing regulations.

Privacy and identity security, adoption of digital technologies, and economic fluctuations continue to be top-of-mind for financial institutions.

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Why leading financial organizations implemented AuditBoard's connected risk platform

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JOIN LEADING ORGANIZATIONS USING AUDITBOARD
Pacific Life Arthur J. Gallagher & Co. United Bankshares Banco Santander Elevations Credit Union VSP Global

Streamline Compliance

Streamline Compliance

Manage all of your different federal and state regulations, including FINRA, CFPB, NCUA, and many others.

Continued Flexibility

Continued Flexibility

Easily adjust your audit and compliance programs as financial regulations continue to expand.

Enhance Visibility

Enhance Visibility

Stay ahead of emerging risks, such as consumer protection, with greater visibility into related controls, weaknesses, and remediation plans.

Manage Your Fraud Risk Assessments

Automate distribution and collection of risk assessments for a clear picture of top fraud risks and use real-time data to scale risk management needs in a changing environment. Identify potential threats early and gain insight into their likelihood and impact.

Manage Your Fraud Risk Assessments

Templatize Operational Audits

Create templates for recurring audit programs to increase consistency and save time. Make testing, issue remediation, and reporting more efficient with automated workflow notifications and report generation capabilities, freeing up time to conduct more relevant and timely audits that add value.

Templatize Operational Audits

Streamline Control Testing

Cut down on administrative work needed for control testing. Complete all aspects of testing in the platform, ensuring version control and eliminating duplicative efforts. Map supporting evidence to your controls and link it to your test work, keeping everything in one place.

Streamline Control Testing

Leverage Key Risk Indicators (KRIs)

Perform trend analysis on operational risks, measuring their impact on the organization and the effectiveness of your operational risk management activities. Link key risk indicators to risks and auditable entities, and assign owners. Monitor these KRIs to drive the focus of your audit activities.

Leverage Key Risk Indicators (KRIs)

The Modern Connected Risk Platform

Elevate your audit, risk, sustainability, and compliance teams with the intelligent, collaborative, connected risk management platform.

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Platform diagram

Audit & Controls Management

Elevate your impact with risk-based auditing and SOX assurance.

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IT Risk & Compliance

Automate across each area of IT risk and compliance management.

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Risk Management

Visualize and address every risk across your organization.

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ESG Management

Streamline your ESG program and ensure audit-ready data.

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Top-Rated by Customers

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