Customer Roundtable: Best Technology Practices for SOX

Molly Ruddock
Molly Ruddock Hologic
Shana Quinn
Shana Quinn Bank of New York Mellon
Terri-Anne Wallen
Terri-Anne Wallen CSG
Brett Luis
Brett Luis AuditBoard

On-Demand Webinars

Webinar Speakers

Shana Quinn is a Director of SOX Compliance and Controls at the Bank of New York Mellon. Prior to BNY Mellon, Shana was the Manager of the Internal Audit Department at Matthews International. Prior to Matthews, she had ten years of experience with KPMG as a senior manager in external audit serving a wide variety of clients including public companies, private companies, and not-for-profit organizations across various industries including banking, education, manufacturing, energy, and technology. Shana graduated from Clarion University in 2007 with a B.S.B.A in Accounting and currently serves on the Clarion University College of Business Advisory Council.

Terri-Anne Wallen leads CSG’s Enterprise Risk Management organization with responsibility for Risk, Compliance and Internal Audit. In her role as Chief Risk Officer she provides support and guidance to the business to achieve accelerated growth through risk assessment, analysis and various audits. She joined CSG in 2005 and established CSG’s Internal Audit and Risk Management functions. In her role, she increased capabilities and implemented efficiencies to meet dynamic business risks and the evolving needs of customers, built a strong, functioning team and monitors risk mitigation across CSG’s global, growing business. Prior to CSG, TA spent time with Protiviti performing Internal Audit outsourcing projects, assisting in establishing the Internal Audit function for both eBay and PayPal and is a KPMG alumni. She has 25+ years’ experience in building and maintaining Internal Audit and 15+ years’ experience in Risk Management program development and facilitation. TA graduated from the University of Nebraska - Omaha with a Bachelor of Science in Business Administration - Accounting. She obtained her CPA certification and is a member of the IIA. TA serves as an Executive Sponsor in CSG’s first employee resource group, Women Engaged in Leadership, Education and Development (WE LEaD).

Brett Luis is a seasoned governance, risk, and compliance leader with over 20 years of professional services and industry experience. Brett joined AuditBoard in April 2020 to lead our Client Advisory Services implementation team. His diverse audit, attestation, internal audit, Sarbanes-Oxley and information technology background provides an ideal perspective in helping our clients optimize the use of our technology and pushing our onboarding team and platform to the next level. He has been on the frontlines supporting public companies in standing up robust Sarbanes-Oxley compliance programs and in the audit trenches leading the IT component of the internal controls and financial statement audits at public registrants since the early 2000’s. Brett is the proud father of four boys, an avid soccer fan, and a highly enthusiastic but sadly subpar guitarist. In his spare time he works on a never-ending list of home improvement projects.


Description

In this wide-ranging discussion, we'll hear from AuditBoard customers on the technology they are using to elevate their SOX programs and provide enhanced value to their organizations. Whether you're looking to improve collaboration among your distributed team, searching for ways to increase your program's efficiency, or on the hunt for solutions to help boost stakeholder engagement, our roundtable of experts will share the tools which work best for them.

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