Navigating the Coming Regulatory Tsunami

John A. Wheeler
John A. Wheeler AuditBoard
Derek Jamieson
Derek Jamieson Chartered IIA

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John A. Wheeler is the Senior Advisor, Risk and Technology for AuditBoard, and the founder and CEO of Wheelhouse Advisors, a global risk management strategy and technology advisory firm. Mr. Wheeler is a recognized expert, frequent speaker, and author on the effective use of risk management practices and technology in large and midsize businesses. His major areas of specialty include enterprise/operational risk management, integrated risk management (IRM) technology, executive leadership, and corporate governance. He has 30+ years of professional experience in a variety of roles spanning executive management, finance, risk management, audit, and IT.

Derek Jamieson is Regional Director, and is responsible for the overall development of the Chartered IIA regions and ensuring the appropriate support is provided for the membership. He is a Fellow of the Chartered IIA with over 25 years’ internal audit experience and a career spanning some four decades. During that time, he has worked not only in financial services, but also across multiple sectors on both a national and international basis. Derek has also worked for several years within the first and second lines of defence. Derek is the past Chair of the Scotland committee and holds a non-executive directorship with a Financial Services organisation.


Navigating today’s dynamic risk environment presents real challenges for organizations, and a coming wave of new regulations is set to add even more complexity for internal audit teams — especially those whose organizations are in the financial services space. This session will examine the current regulatory state of play and explore new regulations that are on the way, along the way providing actionable insights on how to successfully prepare for them.

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